Intermediary organisation name Australian financial services licensee organisation name Full name for an authorised audit company or audit firm Australian financial services licensee organisation name - Provide the name of the Australian Financial Services licensee. If the licensee is a company, the legal elements (eg 'Ltd') must be included. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Full name for an authorised audit company or audit firm - Provide the name of the authorised audit company that is auditing the accounts Intermediary person family name Australian financial services licensee name (individual - full name) Individual Auditor surname Signatory Family Name Australian financial services licensee name (individual - full name) - Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Individual Auditor surname - Provide the full name of the auditor appointed Signatory Family Name - The printed name applies to the signatory of the form (this includes an officeholder if the form is signed on behalf of an entity). The type of person who can sign the form are listed below (Entity: Signatory): Partnerships comprised of individuals: Any of the individual partners Partnership comprised of both individuals and companies: Any one of the individual partners or a director or secretary of one of the companies Multiple trustees: Any one of the trustees, or where the trustee is a company, a director or secretary of the body Company: Director or secretary Foreign company: Director or secretary or local agent Individual: The individual Intermediary person first name Australian financial services licensee name (individual - given names) Individual Auditor given name Signatory Given Name Australian financial services licensee name (individual - given names) - Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Individual Auditor given name - Provide the given name of the person auditing the accounts Intermediary person other given name Australian financial services licensee name (individual - other given names) Individual Auditor other given name Signatory Other Given Name Australian financial services licensee name (individual - other given names) - Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Individual Auditor other given name - Provide the given name of the person auditing the accounts Signatory Other Given Name - Provide the role that person signing the form has, the valid options are listed below (Entity: Signatory): Partnerships comprised of individuals: Any of the individual partners Partnership comprised of both individuals and companies: Any one of the individual partners or a director or secretary of one of the companies Multiple trustees: Any one of the trustees, or where the trustee is a company, a director or secretary of the body Company: Director or secretary Foreign company: Director or secretary or local agent Individual: The individual Intermediary Person Position Australian financial services licensee position Individual Auditor position details Signatory capacity Individual Auditor position details - Provide the given name of the person auditing the accounts Individual Auditor unstructured full name Individual Auditor unstructured name usage code Signatory identifier Signatory date Statement accepted Declaration Type Code Auditor start date (b) Total expenses including Tax expense (b) Total expenses including Tax expense - Provide the Total expenses including Tax expense. An expense or expenditure is an outflow of money to another person or group to pay for an item or service. In accordance with Class Order 03/748, Australian financial services licensees who are natural persons are relieved from the requirement under s989B(1) of the Corporations Act 2001 to include in a profit and loss statement any revenues and expenses that do not relate to a financial services business carried on by the licensee. 3. (b) Total liabilities 3. (b) Total liabilities - Provide the Total liabilities 6. The licensee has received money to which Subdivision A of Division 2 of Part 7.8 applies 6. The licensee has received money to which Subdivision A of Division 2 of Part 7.8 applies - If the licensee has received money from a client (excluding loans) indicate Yes, otherwise indicate No. 7. The licensee has received property to which Division 3 of Part 7.8 applies 7. The licensee has received property to which Division 3 of Part 7.8 applies - Indicate Yes if the licensee has received money from a client in the form of a loan. Otherwise indicate No. 8. The licensee has received a loan to which Subdivision B of Division 2 of Part 7.8 applies 8. The licensee has received a loan to which Subdivision B of Division 2 of Part 7.8 applies - Indicate Yes if the licensee has received property (other than money) from a client. Otherwise indicate No. Is there an audit qualification on financial statements Is there an audit qualification on financial statements - This information is obtained from the Form FS71 Australian financial services licensee audit report. Is there an emphasis of matter on financial statements Is there an emphasis of matter on financial statements - This information is obtained from the Form FS71 Australian financial services licensee audit report. Are there any exceptions on FS71 (Auditors report) Are there any exceptions on FS71 (Auditors report) - Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. Nominate if an exception applies to paragraph 1 Nominate if an exception applies to paragraph 1 - Provide this information in accordance with the information provided on the FS71. Nominate if an exception applies to paragraph 3 Nominate if an exception applies to paragraph 3 - Provide this information in accordance with the information provided on the FS71. Nominate if an exception applies to paragraph 4 Nominate if an exception applies to paragraph 4 - Provide this information in accordance with the information provided on the FS71. Nominate if an exception applies to paragraph 5 Nominate if an exception applies to paragraph 5 - Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. Nominate if an exception applies to paragraph 6 Nominate if an exception applies to paragraph 6 - Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. 2. (a) Total revenue including Tax benefit 2. (a) Total revenue including Tax benefit - Provide the Total revenue including Tax benefit. Net revenue is the total amount of money received by the licensee for goods sold or services provided during the financial year to which this report relates. In accordance with Class Order 03/748, Australian financial services licensees who are natural persons are relieved from the requirement under s989B(1) of the Corporations Act 2001 to include in a profit and loss statement any revenues and expenses that do not relate to a financial services business carried on by the licensee. (c) Net profit after Tax (Total revenue less Total expense, both including Tax benefit) (c) Net profit after Tax (Total revenue less Total expense, both including Tax benefit) - Provide the net profit which must be equal to the Total Revenue less the Total Costs 3. (a) Total equity 3. (a) Total equity - Provide the Total equity Choose the auditor type Choose the auditor type - Select the type of auditor appointed Are you lodging these forms as a disclosing entity? Are you lodging these forms as a disclosing entity? - Indicate YES if the licensee is a disclosing entity. FS70 Lodge Request [Abstract]