Signatory identifier Signatory date Statement accepted Declaration Type Code Australian financial services licensee organisation Name Type Code MN - Main or legal name, MTR - Main trading name, OTR - Other trading name, OTH - Other name, MAU - Management accounting unit, UNK - Unknown Intermediary Organisation Name Type Code Auditor Organisation Name Type Code Australian financial services licensee organisation name Provide the name of the Australian Financial Services licensee. If the licensee is a company, the legal elements (e.g. 'Ltd') must be included. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Intermediary organisation name Full name for an authorised audit company or audit firm Provide the name of the authorised audit company that is auditing the accounts Australian financial services licensee name (individual - full name) Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Intermediary person family name Individual Auditor surname Provide the surname of the auditor appointed. Australian financial services licensee name (individual - given names) Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Intermediary person first name Individual Auditor given name Provide the given name of the person auditing the accounts Australian financial services licensee name (individual - other given names) Provide the name of the Australian Financial Services licensee. Under the Corporations Act 2001 people, partnerships, trustees or companies who carry on a business of providing financial services are required to hold an Australian Financial Services licence (unless they are covered by an exemption or are authorised to provide those financial services as a representative of an entity that holds an AFS licence). Intermediary person other given name Individual Auditor other given name Provide the given name of the person auditing the accounts Australian financial services licensee position Intermediary Person Position Individual Auditor position details Provide the given name of the person auditing the accounts Individual Auditor unstructured full name Are you lodging these forms as a disclosing entity? Indicate YES if the licensee is a disclosing entity. Individual Auditor unstructured name usage code 4. (b) Cash and/or cash equivalents as at end of the financial year Under paragraph 912AA(8)(a), the responsible entity must hold the greater of $150,000 or 50% of the NTA requirement that would be required to be held under paragraph 912AA(5)(a) (as if subsection (7) applied) as cash or cash equivalents. "Cash or cash equivalents" is defined as assets that are: (i) cash on hand, demand deposits and money deposited with an Australian ADI that is available for immediate withdrawal; and (ii) short-term, highly liquid investments that are readily convertible to known amounts of cash that are subject to an insignificant risk of changes in value; and (iii) the value of any eligible undertaking provided by an eligible provider; and (iv) a commitment to provide cash from an eligible provider that can be drawn down within 5 business days and has a maturity of at least 6 months. 2. (a) Total revenue including Tax benefit Provide the Total revenue including Tax benefit. Net revenue is the total amount of money received by the licensee for goods sold or services provided during the financial year to which this report relates. In accordance with Class Order 03/748, Australian financial services licensees who are natural persons are relieved from the requirement under s989B(1) of the Corporations Act 2001 to include in a profit and loss statement any revenues and expenses that do not relate to a financial services business carried on by the licensee. 2. (c) Net profit after Tax (Total revenue less Total expense, both including Tax benefit) Provide the net profit which must be equal to the Total Revenue less the Total Costs 3. (a) Total equity Provide the Total equity Auditor start date 9. The licensee has received a loan to which Subdivision B of Division 2 of Part 7.8 applies Indicate Yes if the licensee has received property (other than money) from a client. Otherwise indicate No. 7. The licensee has received money to which Subdivision A of Division 2 of Part 7.8 applies If the licensee has received money from a client (excluding loans) indicate Yes, otherwise indicate No. 8. The licensee has received property to which Division 3 of Part 7.8 applies Indicate Yes if the licensee has received money from a client in the form of a loan. Otherwise indicate No. Are there any exceptions on FS71 (Auditors report) Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. Is there an audit qualification on financial statements This information is obtained from the Form FS71 Australian financial services licensee audit report. Nominate if an exception applies to paragraph 5 Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. Is there an emphasis of matter on financial statements This information is obtained from the Form FS71 Australian financial services licensee audit report. Nominate if an exception applies to paragraph 3 Provide this information in accordance with the information provided on the FS71. Nominate if an exception applies to paragraph 4 Provide this information in accordance with the information provided on the FS71. Nominate if an exception applies to paragraph 6 Provide this information in accordance with the responses provided on the Form FS71 Australian financial services licensee audit report. Nominate if an exception applies to paragraph 1 Provide this information in accordance with the information provided on the FS71. Choose the auditor type Select the type of auditor appointed 2. (b) Total expenses including Tax expense Provide the Total expenses including Tax expense. An expense or expenditure is an outflow of money to another person or group to pay for an item or service. In accordance with Class Order 03/748, Australian financial services licensees who are natural persons are relieved from the requirement under s989B(1) of the Corporations Act 2001 to include in a profit and loss statement any revenues and expenses that do not relate to a financial services business carried on by the licensee. 4. (d) Average responsibility entity revenue The “average responible entity revenue� is defined in subsection 912AA(11). In summary, the definition refers to an amount based on the average of the responible entity revenue for up to the last two preceding financial years (starting from when the responible entity was first authorised to operate a registered scheme) and an estimate of the forecast responible entity revenue for the remainder of the financial year. 3. (b) Total liabilities Provide the Total liabilities 4. (a) Net tangible assets as at end of the financial year Paragraph 912AA(5)(a) requires a responsible entity, in certain circumstances, to hold an amount in net tangible assets (NTA) defined in subsection 912AA(11) which is a measure of assets less liabilities subject to certain adjustments to make it an appropriate measure for the purpose. The amount required is the greater of: (a) $150,000; (b) 0.5% of the average value of scheme property of the registered scheme(s) and investor directed portfolio services (IDPS) the responsible entity operates, up to $5 million NTA; or (c) 10% of the average RE revenue with no maximum NTA. 4. (c) Average value of scheme property The average value of scheme property is defined in subsection 912AA(11). In summary, the definition refers to an amount which is the greater of: (a) the current value of scheme property; and (b) an amount derived from the averaging of the actual value of scheme property for up to the last two preceding financial years (starting from when the RE is first authorised to operate a registered scheme) and the forecast value of the scheme property for the remainder of that financial year. FS70LodgeRequest [Abstract] RP Primary Items [Abstract] RPI Primary Items [Abstract] INT Primary Items [Abstract] ATR Primary Items [Abstract]