Other Accounting And Financial Disclosures Miscellaneous Transaction Buy Sell Code A code which identifies the side of the transaction, this can be the buy side, the sell side, an allocation to correct an error, or a disposal to correct an error. Valid values are: B = Buy S = Sell A = Allocation to correct an error D = Disposal to correct an error Regulatory Disclosures Accountability Map Changes Date The date of changes to accountability maps. Regulatory Disclosures Accountable Person Activity Flag Code This indicates the activity flag for an accountable person within the scope of the Banking Executive Accountability Regime (BEAR). The valid enumerated values are: Registration = To apply to register an accountable person not currently registered for the authorised deposit-taking institution (ADI). Existing = If all of the details of an accountable person, including the accountability statement, have not changed since the last submission. Amended details only = To amend any of the following details of the accountable person: title; given name(s); family name; date of birth; former name(s); position title; employer name; business phone number; business email address. Amended accountability statement only = To amend the accountability statement of an accountable person only. Amended details and accountability statement = To amend any of the following details of the accountable person: title; given name(s); family name; date of birth; former name(s); position title; employer name; business phone number; business email address; and the accountability statement for an accountable person. Cessation = To notify Australian Regulation Prudential Authority (APRA) that an individual ceases to be an accountable person for the ADI. Withdrawn = To withdraw a previously submitted application prior to registration. Regulatory Disclosures Accountable Persons Employer Name Text This is the full name by which an accountable person's employer is known. Regulatory Disclosures Activity Date The date that the accountable person invokes a reportable activity under the Banking Executive Accountability Regime (BEAR). Regulatory Disclosures Changes To Accountability Map Description The description of any changes to the accountability map. Regulatory Disclosures Disqualified Or Subject To Direction Indicator This item indicates whether the accountable person has been ever disqualified under s.21 or s.37J, or subject of a direction under s.11CA or s.23 of the Banking Act 1959 (the Act). A choice of TRUE/FALSE values. true = Yes, the accountable person has been disqualified or subject of a direction. false = No, the accountable person has not been disqualified nor subject of a direction. Regulatory Disclosures General Principle Particular Responsibilities Code This indicates the principle under which the accountable person will be register and if relevant the particular responsibility within the scope of the Banking Executive Accountability Regime (BEAR). The valid enumerated values are: General principle = applies when the individual is an accountable person under the general principle in subsection 37BA(1) of the Banking Act 1959. Oversight of the ADI as a member of the ADI Board = Responsibility for oversight of the ADI as a member of the Board of the ADI. Business activity management = Senior executive responsibility for carrying out the management of all the business activities of the ADI and its subsidiaries. Financial resources management = Senior executive responsibility for management of the ADI's financial resources. Risk management = Senior executive responsibility for overall risk controls and/or overall risk management arrangements of the ADI. Operations management = Senior executive responsibility for management of the ADI's operations. Information management = Senior executive responsibility for information management, including information technology systems, for the ADI. Internal audit management = Senior executive responsibility for management of the ADI's internal audit function. Compliance management = Senior executive responsibility for management of the ADI's compliance function. Human resources management = Senior executive responsibility for management of the ADI's human resources function. Anti money laundering management = Senior executive responsibility for management of the ADI's anti-money laundering function. Australian branch of a foreign ADI executive = Senior executive responsibility for the conduct of all the activities of an Australian branch of the foreign ADI. Regulatory Disclosures Other Documentation Provided Description The description of any other documentation provided. Regulatory Disclosures Registration Form Accompanied By An Accountability Map Indicator This item indicates whether the registration form for the accountable person has been accompanied by an accountability map. A choice of TRUE/FALSE values. true = Yes, registration form for the accountable person has been accompanied by an accountability map. false = No, registration form for the accountable person has not been accompanied by an accountability map. Regulatory Disclosures Registration Form Any Other Documentation Provided Indicator This item indicates whether the registration form is accompanied by any other documentation. A choice of TRUE/FALSE values. true = Yes, registration form is accompanied by any other documentation. false = No, registration form is not accompanied by any other documentation.