Party Interaction Can the reporting party attest that the financial information provided: 1. Agrees with the accounting records of the reporting party in respect of the applicable reporting period; and 2. Truly represents the transactions for the reporting period and financial position at reporting period end date, in accordance with the provisions of the SIS Act, the Collection of Data Act and to the extent that they do not contain any requirements to the contrary, Accounting Standards and other mandatory professional reporting requirements in Australia. This effectively means that the information reported to APRA in the eight forms designated as comprising the APRA Annual Return has been prepared in accordance with the instruction guide to the each form and the requirements of the reporting standards for each form made under the Collection of Data Act. The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party attests that the financial information provided: 1. Agrees with the accounting records of the reporting party in respect of the applicable reporting period; and 2. Truly represents the transactions for the reporting period and financial position at reporting period end date, in accordance with the provisions of the SIS Act, the Collection of Data Act and to the extent that they do not contain any requirements to the contrary, Accounting Standards and other mandatory professional reporting requirements in Australia. This effectively means that the information reported to APRA in the eight forms designated as comprising the APRA Annual Return has been prepared in accordance with the instruction guide to the each form and the requirements of the reporting standards for each form made under the Collection of Data Act. FALSE = The reporting party cannot attest to the above statement. Legislation Compliance Agreement With Accounting Records Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Regulation 7.9.32(3) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Regulation 7.9.32(3) N = The reporting party has not complied with Corporations Act 2001 Regulation 7.9.32(3) Legislation Compliance Corporations Act 2001 Regulation 7_9_32_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1012A A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1012A N = The reporting party has not complied with Corporations Act 2001 Section 1012A Legislation Compliance Corporations Act 2001 Section 1012A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1012B A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1012B N = The reporting party has not complied with Corporations Act 2001 Section 1012B Legislation Compliance Corporations Act 2001 Section 1012B Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1012F A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1012F N = The reporting party has not complied with Corporations Act 2001 Section 1012F Legislation Compliance Corporations Act 2001 Section 1012F Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1012H(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1012H(2) N = The reporting party has not complied with Corporations Act 2001 Section 1012H(2) Legislation Compliance Corporations Act 2001 Section 1012H_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1012I A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1012I N = The reporting party has not complied with Corporations Act 2001 Section 1012I Legislation Compliance Corporations Act 2001 Section 1012I Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013C A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013C N = The reporting party has not complied with Corporations Act 2001 Section 1013C Legislation Compliance Corporations Act 2001 Section 1013C Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013D A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013D N = The reporting party has not complied with Corporations Act 2001 Section 1013D Legislation Compliance Corporations Act 2001 Section 1013D Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013G A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013G N = The reporting party has not complied with Corporations Act 2001 Section 1013G Legislation Compliance Corporations Act 2001 Section 1013G Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013K A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013K N = The reporting party has not complied with Corporations Act 2001 Section 1013K Legislation Compliance Corporations Act 2001 Section 1013K Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013K(1) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013K(1) N = The reporting party has not complied with Corporations Act 2001 Section 1013K(1) Legislation Compliance Corporations Act 2001 Section 1013K_1 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1013K(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1013K(2) N = The reporting party has not complied with Corporations Act 2001 Section 1013K(2) Legislation Compliance Corporations Act 2001 Section 1013K_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1016A(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1016A(2) N = The reporting party has not complied with Corporations Act 2001 Section 1016A(2) Legislation Compliance Corporations Act 2001 Section 1016A_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1016A(3) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1016A(3) N = The reporting party has not complied with Corporations Act 2001 Section 1016A(3) Legislation Compliance Corporations Act 2001 Section 1016A_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017A(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017A(2) N = The reporting party has not complied with Corporations Act 2001 Section 1017A(2) Legislation Compliance Corporations Act 2001 Section 1017A_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017B(1) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017B(1) N = The reporting party has not complied with Corporations Act 2001 Section 1017B(1) Legislation Compliance Corporations Act 2001 Section 1017B_1 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017B(1A) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017B(1A) N = The reporting party has not complied with Corporations Act 2001 Section 1017B(1A) Legislation Compliance Corporations Act 2001 Section 1017B_1A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017B(4) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017B(4) N = The reporting party has not complied with Corporations Act 2001 Section 1017B(4) Legislation Compliance Corporations Act 2001 Section 1017B_4 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017B(5) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017B(5) N = The reporting party has not complied with Corporations Act 2001 Section 1017B(5) Legislation Compliance Corporations Act 2001 Section 1017B_5 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(2) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(2) Legislation Compliance Corporations Act 2001 Section 1017C_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(2A) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(2A) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(2A) Legislation Compliance Corporations Act 2001 Section 1017C_2A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(3) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(3) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(3) Legislation Compliance Corporations Act 2001 Section 1017C_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(3A) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(3A) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(3A) Legislation Compliance Corporations Act 2001 Section 1017C_3A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(5) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(5) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(5) Legislation Compliance Corporations Act 2001 Section 1017C_5 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017C(8) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017C(8) N = The reporting party has not complied with Corporations Act 2001 Section 1017C(8) Legislation Compliance Corporations Act 2001 Section 1017C_8 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017D(1) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017D(1) N = The reporting party has not complied with Corporations Act 2001 Section 1017D(1) Legislation Compliance Corporations Act 2001 Section 1017D_1 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017D(3) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017D(3) N = The reporting party has not complied with Corporations Act 2001 Section 1017D(3) Legislation Compliance Corporations Act 2001 Section 1017D_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017D(3A) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017D(3A) N = The reporting party has not complied with Corporations Act 2001 Section 1017D(3A) Legislation Compliance Corporations Act 2001 Section 1017DA_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017E A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017E N = The reporting party has not complied with Corporations Act 2001 Section 1017E Legislation Compliance Corporations Act 2001 Section 1017E Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017E(2) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017E(2) N = The reporting party has not complied with Corporations Act 2001 Section 1017E(2) Legislation Compliance Corporations Act 2001 Section 1017E_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017E(3) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017E(3) N = The reporting party has not complied with Corporations Act 2001 Section 1017E(3) Legislation Compliance Corporations Act 2001 Section 1017E_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1017E(4) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1017E(4) N = The reporting party has not complied with Corporations Act 2001 Section 1017E(4) Legislation Compliance Corporations Act 2001 Section 1017E_4 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1020E(8) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1020E(8) N = The reporting party has not complied with Corporations Act 2001 Section 1020E(8) Legislation Compliance Corporations Act 2001 Section 1020E_8 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1020E(9) A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1020E(9) N = The reporting party has not complied with Corporations Act 2001 Section 1020E(9) Legislation Compliance Corporations Act 2001 Section 1020E_9 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1041E A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1041E N = The reporting party has not complied with Corporations Act 2001 Section 1041E Legislation Compliance Corporations Act 2001 Section 1041E Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with Corporations Act 2001 Section 1041F A choice of Y/N values. Y = The reporting party has complied with Corporations Act 2001 Section 1041F N = The reporting party has not complied with Corporations Act 2001 Section 1041F Legislation Compliance Corporations Act 2001 Section 1041F Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with the requirements of section 13 of the Financial Sector (Collection of Data) Act 2001. A choice of Y/N values. Y = The reporting party has complied with the requirements of section 13 of the Financial Sector (Collection of Data) Act 2001. N = The reporting party has not complied with the requirements of section 13 of the Financial Sector (Collection of Data) Act 2001. Legislation Compliance Financial Sector Collection Of Data Act 2001 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This requires the Trustee to attest whether the superannuation entity has or has not complied with the relevant requirements of the applicable provisions (to the extent applicable) of the Corporations Act. A choice of Y/N values. Y = The Trustee attests that the superannuation entity has complied with the relevant requirements of the applicable provisions (to the extent applicable) of the Corporations Act. N = The Trustee attests that the superannuation entity has not complied with the relevant requirements of the applicable provisions (to the extent applicable) of the Corporations Act. Legislation Compliance General Compliance With Corporations Act 2001 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with the requirements and conditions imposed on the superannuation entity in writing by APRA and relevant statutory and regulatory requirements under the Superannuation Industry (Supervision) Act 1993 and Regulations. A choice of Y/N values. Y = The reporting party has complied with the requirements and conditions imposed on the superannuation entity in writing by APRA and relevant statutory and regulatory requirements under the Superannuation Industry (Supervision) Act 1993 and Regulations. N = The reporting party has not complied with the requirements and conditions imposed on the superannuation entity in writing by APRA and relevant statutory and regulatory requirements under the Superannuation Industry (Supervision) Act 1993 and Regulations. Legislation Compliance General Compliance With SIS Act And APRA Conditions Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with the licence conditions. A choice of Y/N values. Y = The reporting party has complied with the licence conditions. N = The reporting party has not complied with the licence conditions. Legislation Compliance Licence Conditions Indicator Can the reporting party attest that it has adequate reporting systems and internal controls to ensure that financial information provided: 1. Agrees with the accounting records of the superannuation entity in respect of the applicable financial year ended; and 2. Truly represents the transactions for the year and financial position at year end, in accordance with the provisions of the SIS Act, the Collection of Data Act and to the extent that they do not contain any requirements to the contrary, Accounting Standards and other mandatory professional reporting requirements in Australia. The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party attests that it has adequate reporting systems and internal controls to ensure that financial information provided: 1. Agrees with the accounting records of the superannuation entity in respect of the applicable financial year ended; and 2. Truly represents the transactions for the year and financial position at year end, in accordance with the provisions of the SIS Act, the Collection of Data Act and to the extent that they do not contain any requirements to the contrary, Accounting Standards and other mandatory professional reporting requirements in Australia. FALSE = The reporting party cannot attest to the above statement. Legislation Compliance Reporting Systems Internal Controls Indicator Can the reporting party attest that it has complied with each measure and procedure in the risk management strategy (RMS) in accordance with the specified requirements in the Superannuation Industry (Supervision) Act paragraph 29E(1)(c)? The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party can attest that it has complied with each measure and procedure in the risk management strategy (RMS) in accordance with the specified requirements in the Superannuation Industry (Supervision) Act paragraph 29E(1)(c). FALSE = The reporting party cannot attest that it has complied with each measure and procedure in the risk management strategy (RMS) in accordance with the specified requirements in the Superannuation Industry (Supervision) Act paragraph 29E(1)(c). Legislation Compliance SIS Act Par 29E_1_c Indicator Can the reporting party attest that it has complied with each measure and procedure of the Risk Management Plan in accordance with paragraph 29E(1)(e) of the SIS Act? The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party attests that it has complied with each measure and procedure of the Risk Management Plan in accordance with paragraph 29E(1)(e) of the SIS Act. FALSE = The reporting party cannot attest that it has complied with each measure and procedure of the Risk Management Plan in accordance with paragraph 29E(1)(e) of the SIS Act. Legislation Compliance SIS Act Par 29E_1_e Indicator Can the reporting party attest that it has a risk management strategy (RMS) that complies with the specified requirements in the Superannuation Industry (Supervision) Act section 29H and Superannuation Industry (Supervision) Regulation 4.07B? The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party can attest that it has a risk management strategy (RMS) that complies with the specified requirements in the Superannuation Industry (Supervision) Act section 29H and Superannuation Industry (Supervision) Regulation 4.07B. FALSE = The reporting party cannot attest that it has a risk management strategy (RMS) that complies with the specified requirements in the Superannuation Industry (Supervision) Act section 29H and Superannuation Industry (Supervision) Regulation 4.07B. Legislation Compliance SIS Act S29H Reg 4_07A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with subsections 29JA(1), 29JB(1) and 29JC(1) of the SIS Act. A choice of Y/N values. Y = The reporting party has complied with subsections 29JA(1), 29JB(1) and 29JC(1) of the SIS Act. N = The reporting party has not complied with subsections 29JA(1), 29JB(1) and 29JC(1) of the SIS Act. Legislation Compliance SIS Act S29JA_1 And 29JB_1 And 29JC_1 Indicator Can the reporting party attest that it has a risk management plan which complies with section 29P of the SIS Act and SIS regulation 4.07B? The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. A choice of TRUE/FALSE values. TRUE = The reporting party attests that it has a risk management plan which complies with section 29P of the SIS Act and SIS regulation 4.07B. FALSE = The reporting party cannot attest that it has a risk management plan which complies with section 29P of the SIS Act and SIS regulation 4.07B. Legislation Compliance SIS Act S29P Reg 4_07B Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 101 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 101 N = The reporting party has not complied with SIS Act Section 101 Legislation Compliance SIS Act Section 101 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 103 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 103 N = The reporting party has not complied with SIS Act Section 103 Legislation Compliance SIS Act Section 103 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 104 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 104 N = The reporting party has not complied with SIS Act Section 104 Legislation Compliance SIS Act Section 104 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 105 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 105 N = The reporting party has not complied with SIS Act Section 105 Legislation Compliance SIS Act Section 105 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 106 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 106 N = The reporting party has not complied with SIS Act Section 106 Legislation Compliance SIS Act Section 106 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 107 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 107 N = The reporting party has not complied with SIS Act Section 107 Legislation Compliance SIS Act Section 107 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 109 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 109 N = The reporting party has not complied with SIS Act Section 109 Legislation Compliance SIS Act Section 109 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 111 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 111 N = The reporting party has not complied with SIS Act Section 111 Legislation Compliance SIS Act Section 111 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 113 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 113 N = The reporting party has not complied with SIS Act Section 113 Legislation Compliance SIS Act Section 113 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 117 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 117 N = The reporting party has not complied with SIS Act Section 117 Legislation Compliance SIS Act Section 117 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 118 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 118 N = The reporting party has not complied with SIS Act Section 118 Legislation Compliance SIS Act Section 118 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 121 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 121 N = The reporting party has not complied with SIS Act Section 121 Legislation Compliance SIS Act Section 121 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 121A A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 121A N = The reporting party has not complied with SIS Act Section 121A Legislation Compliance SIS Act Section 121A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 122 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 122 N = The reporting party has not complied with SIS Act Section 122 Legislation Compliance SIS Act Section 122 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 124 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 124 N = The reporting party has not complied with SIS Act Section 124 Legislation Compliance SIS Act Section 124 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 125 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 125 N = The reporting party has not complied with SIS Act Section 125 Legislation Compliance SIS Act Section 125 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 152 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 152 N = The reporting party has not complied with SIS Act Section 152 Legislation Compliance SIS Act Section 152 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 154 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 154 N = The reporting party has not complied with SIS Act Section 154 Legislation Compliance SIS Act Section 154 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 155 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 155 N = The reporting party has not complied with SIS Act Section 155 Legislation Compliance SIS Act Section 155 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 36 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 36 N = The reporting party has not complied with SIS Act Section 36 Legislation Compliance SIS Act Section 36 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 65 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 65 N = The reporting party has not complied with SIS Act Section 65 Legislation Compliance SIS Act Section 65 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 66 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 66 N = The reporting party has not complied with SIS Act Section 66 Legislation Compliance SIS Act Section 66 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 67 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 67 N = The reporting party has not complied with SIS Act Section 67 Legislation Compliance SIS Act Section 67 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 95 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 95 N = The reporting party has not complied with SIS Act Section 95 Legislation Compliance SIS Act Section 95 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 97 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 97 N = The reporting party has not complied with SIS Act Section 97 Legislation Compliance SIS Act Section 97 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Section 98 A choice of Y/N values. Y = The reporting party has complied with SIS Act Section 98 N = The reporting party has not complied with SIS Act Section 98 Legislation Compliance SIS Act Section 98 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Sections 69-85 A choice of Y/N values. Y = The reporting party has complied with SIS Act Sections 69-85 N = The reporting party has not complied with SIS Act Sections 69-85 Legislation Compliance SIS Act Sections 69 85 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Sections 86-93A A choice of Y/N values. Y = The reporting party has complied with SIS Act Sections 86-93A N = The reporting party has not complied with SIS Act Sections 86-93A Legislation Compliance SIS Act Sections 86 93A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Subsections 19(2) & 19(3) A choice of Y/N values. Y = The reporting party has complied with SIS Act Subsections 19(2) & 19(3) N = The reporting party has not complied with SIS Act Subsections 19(2) & 19(3) Legislation Compliance SIS Act Subsections 19_2 And 19_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 13.14 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 13.14 N = The reporting party has not complied with SIS Act Regulation 13.14 Legislation Compliance SIS Regulation 13_14 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 13.17 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 13.17 N = The reporting party has not complied with SIS Act Regulation 13.17 Legislation Compliance SIS Regulation 13_17 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 13.17A A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 13.17A N = The reporting party has not complied with SIS Act Regulation 13.17A Legislation Compliance SIS Regulation 13_17A Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 2.33(2) A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 2.33(2) N = The reporting party has not complied with SIS Act Regulation 2.33(2) Legislation Compliance SIS Regulation 2_33_2 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 3.10 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 3.10 N = The reporting party has not complied with SIS Act Regulation 3.10 Legislation Compliance SIS Regulation 3_10 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 4.08(3) A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 4.08(3) N = The reporting party has not complied with SIS Act Regulation 4.08(3) Legislation Compliance SIS Regulation 4_08_3 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 5.08 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 5.08 N = The reporting party has not complied with SIS Act Regulation 5.08 Legislation Compliance SIS Regulation 5_08 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 6.17 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 6.17 N = The reporting party has not complied with SIS Act Regulation 6.17 Legislation Compliance SIS Regulation 6_17 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 7.04 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 7.04 N = The reporting party has not complied with SIS Act Regulation 7.04 Legislation Compliance SIS Regulation 7_04 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 7.05 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 7.05 N = The reporting party has not complied with SIS Act Regulation 7.05 Legislation Compliance SIS Regulation 7_05 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 9.29 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 9.29 N = The reporting party has not complied with SIS Act Regulation 9.29 Legislation Compliance SIS Regulation 9_29 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulation 9.30 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulation 9.30 N = The reporting party has not complied with SIS Act Regulation 9.30 Legislation Compliance SIS Regulation 9_30 Indicator The requirement to attest compliance within this item is not intended to exceed the requirements to report only significant breaches to APRA as required by section 29JA of the SIS Act. In the event a breach in relation to this item which was not significant as defined in section 29JA of the SIS Act, then the reporting party is not required to attest non-compliance. This item requires the reporting party to attest whether it has complied with SIS Act Regulations 9.09 & 9.14 A choice of Y/N values. Y = The reporting party has complied with SIS Act Regulations 9.09 & 9.14 N = The reporting party has not complied with SIS Act Regulations 9.09 & 9.14 Legislation Compliance SIS Regulations 9_09 And 9_14 Indicator The name of the form this reporting taxonomy corresponds to. Lodgment Form Name Text This will only be present in the Report Header tuple if the D2A form version can be nillable. The value of this item may be true or false. Lodgment Nil Form Indicator The ID of the return the form belongs to. It is assumed that the return id can be used to uniquely identify the package the return belongs to. Lodgment Return Identifier Code The name of the return the form belongs to. Lodgment Return Name Text The version of the return the form belongs to. Lodgment Return Version Number The reason code for lodgement of statement and reports. 388A - A public company or a disclosing entity which is not a registered scheme or prescribed interest undertaking 388L - A Tier 2 public company limited by guarantee 388B - A registered scheme 388C - Amendment of financial statements or directors report (company) 388D - Amendment of financial statements or directors report (scheme) 388H - A large proprietary company that is not a disclosing entity 388I - A small proprietary company this controlled by a foreign company for all or part of the period and where the company's profit or loss for that period is not covered by the statements lodged with ASIC by a registered foreign company, company, registered scheme, or disclosing entity. 388J - A small proprietary company, or a small public company limited by guarantee, that is required by ASIC to prepare and lodge statements and reports Report Financial Statements And Reports Lodgment Reason Code